-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRd2q/iiSmh1f7UarQ4NovrD6IGHw+SxkjNCS0znrvpMvK1TN6EVDYXGbjJxGf7d c7AgFW3SKf1tnC5+kZl15Q== 0000950005-00-000347.txt : 20000215 0000950005-00-000347.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950005-00-000347 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52907 FILM NUMBER: 542037 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ACCEL IV ASSOCIATES LP CENTRAL INDEX KEY: 0001105681 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 223223411 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6096834500 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G/A 1 FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* Real Networks, Inc. ---------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 75605L104 -------------- (CUSIP Number) December 31, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 23 Exhibit Index on Page 21 CUSIP NO. 483600102 PAGE 2 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel IV L.P. ("A4") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,160,958 shares, except that Accel IV Associates L.P. NUMBER OF ("A4A"), the general partner of A4, may be deemed to have SHARES sole power to vote these shares, and Swartz Family BENEFICIALLY Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke OWNED BY B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul H. EACH Klingenstein ("Klingenstein"), Arthur C. Patterson REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R. PERSON Swartz ("Swartz"), the general partners of A4A, may be WITH deemed to have shared power to vote these shares. ------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,160,958 shares, except that A4A, the general partner of A4, may be deemed to have sole power to dispose these shares, and SFP, Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz, the general partners of A4A, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,160,958 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.9% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 3 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel IV Associates L.P. ("A4A") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,160,958 shares, except that Accel IV L.P. ("A4"). A4A, the NUMBER OF general partner of A4, may be deemed to have sole power to SHARES vote these shares, and Swartz Family Partnership L.P. BENEFICIALLY ("SFP"), James W. Breyer ("Breyer"), Luke B. Evnin OWNED BY ("Evnin"), Eugene D. Hill, III ("Hill"), Paul II. EACH Klingenstein ("Klingenstein"), Arthur C. Patterson REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R. PERSON Swartz ("Swartz"), the general partners of A4A, may be WITH deemed to have shared power to vote these shares. ------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,160,958 shares, all of which are directly owned by A4. A4A, the general partner of A4, and SFP, the general partner of A4A, may be deemed to have sole power to dispose these shares, and SFP, Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz, the general partners of A4A, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,160,958 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.9% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 4 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel Keiretsu L.P. ("AK") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 44,858 shares, except that Accel Partners & Co. Inc. NUMBER OF ("AP&C"), the general partner of AK, may be deemed to have SHARES sole power to vote these shares, and James W. Breyer BENEFICIALLY ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III OWNED BY ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter EACH Sednaoui ("Sednaoui ") and James R. Swartz ("Swartz"), the REPORTING officers of AP&C, may be deemed to have shared power to vote PERSON these shares. WITH ------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 44,858 shares, except that AP&C, the general partner of AK, may be deemed to have sole power to dispose of these shares, and Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of AP&C, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,858 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 5 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel Partners & Co. Inc. ("AP&C") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 45,374 shares, 44,858 of which are directly owned by Accel NUMBER OF Keiretsu L.P. ("AK"). AP&C, the general partner of AK, may SHARES be deemed to have sole power to vote these shares, and James BENEFICIALLY W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. OWNED BY Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G. EACH Carter Sednaoui ("Sednaoui ") and James R. Swartz REPORTING ("Swartz"), the officers of AP&C, may be deemed to have PERSON shared power to vote these shares. WITH ------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 45,374 shares, 44,858 of which are directly owned by AK. AP&C, the general partner of AK, may be deemed to have sole power to dispose of these shares, and Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of AP&C, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,374 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 6 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel Investors '93 L.P. ("AI93") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 14,340 shares, except that James W. Breyer ("Breyer"), Luke NUMBER OF B. Evnin ("Evnin"), Paul H. Klingenstein ("Klingenstein"), SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui BENEFICIALLY ("Sednaoui") and James R. Swartz ("Swartz"), the general OWNED BY partners of AI93, may be deemed to have shared power to vote EACH these shares. REPORTING ------------------------------------------------------------ PERSON 6 SHARED VOTING POWER WITH See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 14,340 shares, except that Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz, the general partners of AI93, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,340 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 7 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel Investors '95 L.P. ("AI95") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 85,738 shares, except that James W. Breyer ("Breyer"), Luke NUMBER OF B. Evnin ("Evnin"), Paul H. Klingenstein ("Klingenstein"), SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui BENEFICIALLY ("Sednaoui ") and James R. Swartz ("Swartz"), the general OWNED BY partners of AI95, may be deemed to have shared power to vote EACH these shares. REPORTING ------------------------------------------------------------ PERSON 6 SHARED VOTING POWER WITH See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 85,738 shares, except that Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz, the general partners of AI95, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 85,738 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 8 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Accel Japan L.P. ("AJ") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 31,004 shares, except that James W. Breyer ("Breyer"), SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui BENEFICIALLY ("Sednaoui") and James R. Swartz ("Swartz"), the general OWNED BY partners of AJ, may be deemed to have shared power to vote EACH these shares. REPORTING ------------------------------------------------------------ PERSON 6 SHARED VOTING POWER WITH See response to row 5. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 31,004 shares, except that Breyer, Patterson, Sednaoui and Swartz, the general partners of AJ, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,004 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 9 OF 23 PAGES - ------------------- ------------------ 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Swartz Family Partnership L.P. ("SFP") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,160,958 shares, all of which are directly owned by Accel OWNED BY IV L.P. ("A4"). SFP is a general partner of Accel IV EACH Associates L.L.C. ("A4A"), the general partner of A4, and REPORTING may be deemed to have shared power to vote these shares. PERSON ------------------------------------------------------------ WITH 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,160,958 shares, all of which are directly owned by A4. SFP is a general partner of A4A, the general partner of A4, and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,160,958 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.9% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 10 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James W. Breyer ("Breyer") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 115,554 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Breyer is a general partner of Accel IV Associates L.L.C. ("A4A"), the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to vote these shares. shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 115,554 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,337,414 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, 14,340 are directly owned by AI93, 85,738 are directly owned by AI95, 31,004 are directly owned by AJ and 516 are directly owned by AP&C. Breyer is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,452,968 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.3% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 11 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Luke B. Evnin ("Evnin") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 11,387 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,306,410 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by PERSON Accel Investors '95 L.P. ("AI95") and 516 are directly owned WITH by Accel Partners & Co. Inc. ("AP&C"). Evnin is a general partner of Accel IV Associates L.L.C. ("A4A"), the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93 and a general partner of AI95 and may be deemed to have shared power to vote these shares. a general partner of AJ and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 11,387 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,306,410 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, 14,340 are directly owned by AI93, 85,738 are directly owned by AI95 and 516 are directly owned by AP&C. Evnin is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93 and a general partner of AI95 and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,317,797 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 12 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Eugene D. Hill, III ("Hill") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,613 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,206,232 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel EACH Keiretsu L.P. ("AK") and 516 are directly owned by Accel REPORTING Partners & Co. Inc. ("AP&C"). Hill is a general partner of PERSON Accel IV Associates L.L.C. ("A4A"), the general partner of WITH A4, and an officer of AP&C, the general partner of AK and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 4,613 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,206,232 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, and 516 are directly owned by AP&C. Hill is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,210,945 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 13 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Paul H. Klingenstein ("Klingenstein") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 22,774 shares ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,261,036 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 14,340 are directly owned by Accel EACH Investors '93 L.P. ("AI93") and 85,738 are directly owned by REPORTING Accel Investors '95 L.P. ("AI95"). Klingenstein is a general PERSON partner of Accel IV Associates L.L.C. ("A4A"), the general WITH partner of A4 and a general partner of AI93, and a general partner of AI95 and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 22,774 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,261,036 shares, of which 2,160,958 are directly owned by A4, 14,340 are directly owned by AI93 and 85,738 are directly owned by AI95. Klingensein is a general partner of A4A, the general partner of A4, a general partner of AI93 and a general partner of AI95 and may be 8 deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,283,810 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 14 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Arthur C. Patterson ("Patterson") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 115,624 shares, of which 52,964 shares are directly owned by Ellmore C. Patterson Partners ("ECPP"). Patterson is the SHARES general partner of ECPP and may be deemed to have sole power BENEFICIALLY to vote the shares held by ECPP. OWNED BY ------------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING 2,337,414 shares, of which 2,160,958 are directly owned by PERSON Accel IV L.P. ("A4"), 44,858 are directly owned by Accel WITH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel Investors '93 L.P. ("AI93"), 85,738 are directly owned by Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned by Accel Japan L.P. ("AJ") and 516 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Patterson is a general partner of Accel IV Associates L.L.C. ("A4A"), the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 115,624 shares, of which 52,964 shares are directly owned by Ellmore C. Patterson Partners ("ECPP"). Patterson is the general partner of ECPP and may be deemed to have sole power to dispose of the shares held by ECPP. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,337,414 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, 14,340 are directly owned by AI93, 85,738 are directly owned by AI95, 31,004 are directly owned by AJ and 516 are directly owned by AP&C. Patterson is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,453,038 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.3% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 15 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS G. Carter Sednaoui ("Sednaoui") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Sednaoui is a general partner of Accel IV Associates L.L.C. ("A4A"), the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,337,414 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, 14,340 are directly owned by AI93, 85,738 are directly owned by AI95, 31,004 are directly owned by AJ and 516 are directly owned by AP&C. Sednaoui is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,337,414 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! CUSIP NO. 483600102 PAGE 16 OF 23 PAGES - ------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James R. Swartz ("Swartz") Tax ID Number: ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Swartz is a general partner of Accel IV Associates L.L.C. ("A4A"), the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to vote these shares. ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,337,414 shares, of which 2,160,958 are directly owned by A4, 44,858 are directly owned by AK, 14,340 are directly owned by AI93, 85,738 are directly owned by AI95, 31,004 are directly owned by AJ and 516 are directly owned by AP&C. Swartz is a general partner of A4A, the general partner of A4, an officer of AP&C, the general partner of AK, a general partner of AI93, a general partner of AI95 and a general partner of AJ and may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,337,414 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- *See Instructions Before Filling Out! Page 17 of 23 ITEM 1(A). NAME OF ISSUER RealNetworks, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 2601 Elliot Ave., Suite 1000 Seattle, WA 98121 ITEM 2(A). NAME OF PERSONS FILING This Statement is filed by Accel IV L.P., a Delaware limited partnership ("A4"), Accel IV Associates L.P., a Delaware limited partnership and the general partner of A4 ("A4A"), Accel Keiretsu L.P., a Delaware limited partnership ("AK"), Accel Partners & Co. Inc., a Delaware corporation and the general partner of AK ("AP&C"), Accel Investors '93 L.P., a Delaware limited partnership ("AI93"), Accel Investors '95 L.P., a Delaware limited partnership ("AI95"), Accel Japan L.P., a Delaware limited partnership ("AJ"), the Swartz Family Partnership L.P. ("SFP"), a Delaware limited partnership and a general partner of A4A, James W. Breyer ("Breyer"), a general partner of A4A, an officer of AP&C, a general partner of AI93, a general partner of AI95 and a general partner of AJ, Luke B. Evnin ("Evnin"), a general partner of A4A, an officer of AP&C, a general partner of AI93 and a general partner of AI95, Eugene D. Hill, III ("Hill"), a general partner of A4A and an officer of AP&C Paul H. Klingenstein ("Klingenstein"), a general partner of A4A, a general partner of AI93 and a general partner of AI95, Arthur C. Patterson ("Patterson"), a general partner of A4A, an officer of AP&C, a general partner of AI93, a general partner of AI95 and a general partner of AJ, G. Carter Sednaoui ("Sednaoui"), a general partner of A4A, an officer of AP&C, a general partner of AI93, a general partner of AI95 and a general partner of AJ, and James R. Swartz ("Swartz"), a general partner of A4A, an officer of AP&C, a general partner of AI93, a general partner of AI95 and a general partner of AJ. The foregoing entities and individuals are collectively referred to as the "Reporting Persons." A4A, the general partner of A4, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by A4. AP&C, the general partner of AK, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AK. SFP, Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz are partners of A4A and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by A4. Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz are officers of AP&C and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AK. Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz are partners of AI93 and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AI93. Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz are partners of AI95 and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AI95. Breyer, Patterson, Sednaoui and Swartz are partners of AJ and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AJ. ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address for each of the Reporting Persons is: Accel Partners 428 University Ave. Palo Alto, California 94301 Page 18 of 23 ITEM 2(C). CITIZENSHIP A4, A4A, AK, AI93, AI95, AJ and SFP are Delaware limited partnerships. AP&C is a Delaware corporation. Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz are United States citizens. ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER Common Stock CUSIP # 75605L104 ITEM 3. Not Applicable ITEM 4. OWNERSHIP The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this Statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [X]. Page 19 of 23 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Under certain circumstances set forth in the limited partnership agreements of A4, A4A, AK, AI93, AI95 and AJ and the operating agreement of AP&C, the general and limited partners or stockholders, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable Page 20 of 23 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 Entities: Accel IV L.P. Accel IV Associates L.P. Accel Keiretsu L.P. Accel Investors '93 L.P. Accel Investors '95 L.P. Accel Japan L.P. Accel Partners & Co. Inc. Swartz Family Partnership L. By: /s/ G. Carter Sednaoui ------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed entities Individuals: James W. Breyer Luke. B. Evnin Eugene D. Hill, III Paul H. Klingenstein Arthur C. Patterson G. Carter Sednaoui James R. Swartz By: /s/ G. Carter Sednaoui ------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed individuals Page 21 of 23 EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 22 Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 23 Page 22 of 23 Exhibit A Agreement of Joint Filing The Reporting Persons have agreed that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of RealNetworks, Inc. shall be filed on behalf of each of the Reporting Persons. Note that a copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies. Page 23 of 23 Exhibit B Reference to G. Carter Sednaoui as Attorney-in-Fact G. Carter Sednaoui has signed the enclosed documents as Attorney-In-Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----